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Banks and insurers have handed back $150 million to 1.5m people since 'conduct reviews' began in 2018

Thursday, 6 October 2022

Financial Markets Authority chief executive Rob Everett and Reserve Bank governor Adrian Orr deliver the findings of their joint review into the conduct and culture of banks in New Zealand. First published in 2018.

Banks and insurers have handed back about $150 million​ to more than a 1.5m​ customers since regulators began to demand regular reports on their mistakes in 2018, the Financial Markets Authority Te Mana Tātai Hokohoko​ says.

The FMA and Reserve Bank Te Pūtea Matua​ launched a join Bank Conduct and Culture Review in 2018 asking banks to confess to the mistakes they had made, and were in the course of fixing.

It was New Zealand’s answer to the Australian Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry, which followed media reports of widespread unethical treatment of customers across the Tasman.

Banks initially confessed to “more than 50” major errors that affected 431,000 customers, with reparations paid, or owed, of around $23m.

**READ MORE:

* Dob yourself in, misbehaving banks and insurers told

* ASB begins $8.1 million in loan compensation payments to 73,000 borrowers

* Laws will levy 'strong' fines on banks, insurers

**

In 2021, ANZ was fined $280,000 at the High Court in Auckland for selling some customers credit card repayment insurance they were too old to claim on, and charging others for ‘duplicate’ policies that offered no additional cover to them.
In 2021, ANZ was fined $280,000 at the High Court in Auckland for selling some customers credit card repayment insurance they were too old to claim on, and charging others for ‘duplicate’ policies that offered no additional cover to them.

But instead of being a one-off, the bank conduct review led to ongoing reporting of errors to the regulators, and the scale of revealed errors in the sector ballooned.

Now, Clare Bolingford, the FMA’s director for banking and insurance, said: “The remediation work shows the extent of weaknesses in the systems and processes across banks and life insurers.”

She said in the banking sector alone, banks had confessed to 266​ separate “issues” where 952,000​ customers had been overcharged, or wronged, with banks having now paid $109m​ in compensation to them.

“We acknowledge the substantial work by banks and insurers to date to fix their customer issues, especially those firms tracing back further than they had to,” Bolingford said.

“It is likely there’s more self-reporting to come as firms continue these efforts. The more firms have looked, the more problems they’ve found.”

It was not just apologies and reparations the regulators had secured from banks.

The closer scrutiny of banks and insurers had led to a series of prosecutions. ANZ and Cigna admitted misleading customers, including charging some for insurance they could not realistically make claims on, and double-charging others.

Clare Bolingford, the FMA’s director for banking and insurance, says: ‘I suspect many of these issues would not have been identified without the FMA requiring insurers to review their products and policies.’
Clare Bolingford, the FMA’s director for banking and insurance, says: ‘I suspect many of these issues would not have been identified without the FMA requiring insurers to review their products and policies.’

Kiwibank is also facing court action with the FMA alleging it misled about 35,000​ home loan customers, who were told they wouldn't be charged transaction fees on their accounts, if they had home loans with the bank.

ASB has had to repay about $8.9​m to borrowers who it accidentally overcharged when they broke their fixed-term home loans between April 2005 and December 2016.

It has also had to make about $8.1m in compensation payments to about 73,000​ borrowers who had home loans and personal loans with the bank between June 2015 and July 2019​.

The success of the bank conduct review prompted the FMA and Reserve Bank to follow suit with a review of insurers in 2019.

Insurers had paid more than $43m in remediation for errors that resulted from “creaking systems and weak controls” to half-a-million​ customers in the four years since the regulators launched their crackdown on the sector, Bolingford said at the Financial Services Council conference for insurers and KiwiSavers in Auckland last month.

“In that time – almost four years – 225 such issues have been reported to us involving life insurers, many the result of creaking systems and weak controls,” she said.

“Nearly half-a-million customers have been impacted, and more than $43m paid in remediation. And that’s just for the one-third of issues whose impacts have been fully assessed.”

Some of those errors also involved banks, which have been major sellers of insurance, though banks have now largely sold their insurance companies.